Espresso Labs continuously enforces the security controls required by NY DFS, GLBA, and FINRA — so your team can focus on your business, not your audit binder.
Talk to our teamWe enforce MFA, encryption, EDR, PAM, and vulnerability management as required by the 2023 amendments — and keep your CISO's annual certification ready year-round.
We implement and continuously monitor the 9 required elements of the FTC Safeguards Rule — from risk assessments and access controls to penetration testing and incident response plans.
We align your controls to FINRA's cybersecurity guidance — asset inventory, access management, branch office security, vendor oversight, and written supervisory procedures for cyber risk.
Multi-factor authentication and encryption of data in transit and at rest — deployed, enforced, and continuously monitored across your entire environment, not just documented in a policy.
We maintain a written incident response plan and operate a 24/7 SOC that detects, contains, and documents incidents — keeping you within the 72-hour notification window required by NY DFS and GLBA.
Audit evidence collected continuously and automatically — so when regulators examine you, the documentation is already organized, timestamped, and ready to produce.
NY DFS, GLBA, and FINRA each impose overlapping but distinct cybersecurity requirements — and regulators are actively enforcing them. The 2023 amendments to NY DFS and the FTC Safeguards Rule raised the bar significantly, adding mandatory technical controls that go far beyond the policies and checklists most firms rely on. Multi-million dollar enforcement actions are no longer rare. For most financial services firms, the challenge is not understanding what the rules require — it's building and sustaining the operational controls to meet them.
Espresso Labs acts as your AI-powered compliance and security team — deploying and enforcing the required technical controls, monitoring your environment around the clock, maintaining the documentation your CISO needs for board reporting and annual certifications, and collecting audit evidence automatically. We cover NY DFS, GLBA, and FINRA from a single integrated platform, eliminating the cost and complexity of managing separate tools and vendors for each regulation.
Enforcement, not periodic snapshots.
One flat monthly fee. No surprises.
Annual CISO reports and certifications handled.
Built for firms under 200 employees.
Espresso Labs serves financial services firms that are regulated by NY DFS, subject to GLBA's Safeguards Rule, or operating under FINRA oversight — and that need a cost-effective, operationally sustainable way to meet those obligations without building a large internal security and compliance team.
Talk to our team and see how Espresso Labs covers NY DFS, GLBA, and FINRA as a fully managed service.
Talk to our team